N&O Index Card

Subject/Name: Brokers

Article(s) Referenced In:

1. State opposing two broker applications (Spear and Bentley) - Ja 12 88 4D
2. 'We don't want to be in New York'; Shearson's Triangle office tops its class - Mr 13 88 1I
3. Regional brokers trim fat in wake of October crash - Mr 20 88 4I
4. Brokerage plans to expand force at N.C. division (CAROLINA SECURITIES) - Mr 23 88 6B
5. United Carolina sets up discount brokerage - Ap 14 88 6B
6. Brokerage (J.C.Bradford) buys office in Raleigh (Pinnacle Group) - Jn 30 88 7B
7. Brokerage must offer refunds (for trading done without NC license) - Jy 19 88 5D
8. Raleigh brokerage offices to consolidate operations (Shearson Lehman Hutton and The Robinson-
9. Humphrey Co.) - Se 1 88 8B
10. Brokers may be lured (from Shearson Lehman Hutton to Paine-Webber) - Se 11 88 1I
11. Brokerage opens office in Durham (Paine-Webber) - Se 13 88 1D
12. Scott & Stringfellow opens office in Kinston - Oc 14 88 10B
13. Crash led to some changes for two North Carolina brokerages (Carolina Securities and Interstate) - Oc 16 88 3I
14. Broker (Lavin) shops for right car - No 9 88 6B

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