N&O Index Card Listings

Displaying 1-8 of 8 results.
Brokers
  • Licensers rebuff brokerage (Laidlaw, Adams and Peck) - Jy 7 87 1D
  • Area's brokers hear little from small investors - Au 12 87 8B
  • Brokerage ordered to stop N.C. sales - Au 13 87 8B
Brokers
  • Raleigh broker (Edwards) phoning home with good news - Ja 2 83 8D
  • New N. C. broker to offer reduced rates - Mr 13 83 11D
Brokers
  • State orders 3 (Kingsley; Walton; Greene) to halt sale of securities - Ja 17 92, 6C
Brokers
  • Expansion considered (brokerage firms) - Ja 1 89 1I
  • State receives complaints about brokerage firm (F. N. Wolf & Co.) - Ja 31 89 1D
  • Broker (Miller) named one of top rookies - Fe 23 89 6B
  • Baltimore brokerage (Legg Mason) expected to open Raleigh office - Au 1 89 1D
  • Brokerage (Legg Mason) opens Raleigh office, lures 7 from Carolina Securities - Au 2 89 6B
  • Stock broker (Barnett) agrees to penalties - Au 4 89 8B
Brokers
  • False 'inside information' ruled grounds for lawsuit - Au 14 85 18C
Brokers
  • Securities industry at crossroads; Brokers say volatile business faces a struggle in the 1990s - Ja 2 90 1D
  • Broker opens office (Brewer) - Mr 18 90 1F
  • State's oldest broker (Griffin) outlasts his files - Mr 29 90 5C
  • Brokerages organize industry association - Oc 6 90 8C
  • Securities dealers have N.C. blues; Brokers drop out as profits cave in - No 8 90 6C
  • Brokerage adds to staff in Raleigh - De 30 90 1F
Brokers
  • Broker (Griffin), 77, says he's still too young to retire - My 1 86 9B
  • State orders hearing on allegations against Goldsboro broker (Page) - My 2 86 5C
  • Integrity is bottom line for securities investor - Jy 13 86 6D
Brokers
  • State opposing two broker applications (Spear and Bentley) - Ja 12 88 4D
  • 'We don't want to be in New York'; Shearson's Triangle office tops its class - Mr 13 88 1I
  • Regional brokers trim fat in wake of October crash - Mr 20 88 4I
  • Brokerage plans to expand force at N.C. division (CAROLINA SECURITIES) - Mr 23 88 6B
  • United Carolina sets up discount brokerage - Ap 14 88 6B
  • Brokerage (J.C.Bradford) buys office in Raleigh (Pinnacle Group) - Jn 30 88 7B
  • Brokerage must offer refunds (for trading done without NC license) - Jy 19 88 5D
  • Raleigh brokerage offices to consolidate operations (Shearson Lehman Hutton and The Robinson-
  • Humphrey Co.) - Se 1 88 8B
  • Brokers may be lured (from Shearson Lehman Hutton to Paine-Webber) - Se 11 88 1I
  • Brokerage opens office in Durham (Paine-Webber) - Se 13 88 1D
  • Scott & Stringfellow opens office in Kinston - Oc 14 88 10B
  • Crash led to some changes for two North Carolina brokerages (Carolina Securities and Interstate) - Oc 16 88 3I
  • Broker (Lavin) shops for right car - No 9 88 6B