N&O Index Card Listings

Displaying 1-4 of 4 results.
Securities and Exchange Commission, United States
  • Businesswoman (Leake) gathering advice for SEC - Fe 9 92, 3F
  • NationsBank calls (SEC) probe routine - De 18 92, 8C
  • SEC investigating trading prior to First Union deal - De 19 92, 12C
Securities and Exchange Commission, United States
  • SEC accuses 2 N.C. men of insider trading (Prior; Morris) - Mr 18 86 1D
  • N.C. official (Bell) assails proposal weakening shareholder voting - De 25 86 6B
Securities and Exchange Commission, United States
  • SEC says investment adviser (Shaughnessy) lied to clients, lost $500,000 - Ap 30 82 1D
Securities and Exchange Commission, United States
  • Defunct Morrisville company (Computer Components) is target of SEC complaint - Jn 13 90 6C
  • SEC sues boat company (Fountain Powerboat) - De 23 90 1F